40 Act Attorney - Registered Fund Formation

Job highlights
Identified by Google from the original job post
Qualifications
Law degree with 3+ years of experience in the Investment Company Act of 1+40 and related securities laws
Excellent verbal and written communication skills
Ability to manage multiple tasks in a deadline-driven environment
Strong attention to detail and ability to work both independently and as part of a team
Responsibilities
Draft, review, and prepare registered fund formation documents
Ensure timely and accurate regulatory filings, including amendments, supplements, exchange listing applications, and proxy statements
Communicate with the SEC and other regulatory bodies on behalf of fund clients
Prepare agendas, resolutions, agreements, policies, procedures, and board meeting materials
Provide legal guidance on issues concerning regulated investment companies, investment advisors, and related entities
Job description
A Leading Asset Management Firm is seeking a talented 40 Act Attorney to join their dynamic legal team. Specializing in a variety of strategies including Real Estate, Real Assets, Private Credit, and Direct Lending, the firm has continued to expand and be profitable.

Key Responsibilities:
• Draft, review, and prepare registered fund formation documents
• Ensure timely and accurate regulatory filings, including amendments, supplements, exchange listing applications, and proxy statements.
• Communicate with the SEC and other regulatory bodies on behalf of fund clients.
• Prepare agendas, resolutions, agreements, policies, procedures, and board meeting materials.
• Provide legal guidance on issues concerning regulated investment companies, investment advisors, and related entities.

Requirements:
• Law degree with 3+ years of experience in the Investment Company Act of 1+40 and related securities laws.
• Knowledge of closed-end fund laws, mutual funds, business development companies, and ETFs is a plus.
• Excellent verbal and written communication skills.
• Ability to manage multiple tasks in a deadline-driven environment.
• Strong attention to detail and ability to work both independently and as part of a team.

If you or anyone you know is at all interested, please don't hesitate to reach out or apply directly.