AVP| Senior Auditor

Job Description:

Overview

Bank of America is one of the world's leading financial institutions, serving individual consumers, small and middle-market businesses and large corporations with a full range of banking, investing, asset management and other financial and risk management products and services. We are committed to attracting and retaining top talent across the globe to ensure our continued success. Along with taking care of our customers, we want to be the best place for people to work and aim at creating a work environment where all employees have the opportunity to achieve their goals.

We are a part of the Global Business Services which delivers technology and operations capabilities to Bank of America lines of business (LOB) and enterprise functions.

Our employees help our customers and clients at every stage of their financial lives, helping them connect to what matters most. This purpose defines and unites us. Every day, we are focused on delivering value convenience, expertise and innovation for individuals, businesses and institutional investors we serve worldwide.

BA Continuum is a nonbank subsidiary of Bank of America, part of Global Business Services in the bank.

Process Overview

Corporate Audit is an independent function that reports to the Audit Committee of the Bank of America Corporation. We provide independent assessment and validation of the effectiveness of key processes and controls across the Company. We provide a holistic assessment on the risk profile of the company and influence the measured and responsible risk management across the organization. We are a team of approximately +00 auditors globally based in the US, EMEA, APAC and Latin America. The company offers outstanding career opportunities designed to attract and retain talent at all skill levels.

Job Description

Corporate Audit are looking to expand the Global Compliance and Operational Risk (GCOR) audit team. Based in GIFT City, India and reporting to a Senior Audit Manager in the UK, the individual to work as an individual contributor on global audits and conduct testing independently but maintain ongoing interaction and manage time zone differences.

Responsibilities

Key responsibilities include:
• Contribute towards the delivery of the audit plan through audits and issue validation covering GCOR Global Markets / Enterprise Data Risk
• Develop understanding of processes related to GCOR's independent oversight activities, understand key risks and controls
• Assess the design and effectiveness of the control environment in GCOR
• Execute assigned audit work in a timely manner
• Produce high quality audit workpapers, presenting issues to management as well as issue and report writing
• Provide subject matter expert support to other audit teams and engage with business stakeholders to ensure comprehensive coverage of the control environment for GCOR
• Provide consultation to other audit teams and engage with business partners in ensuring effective coverage of the control environment for GCOR Global Markets / Enterprise Data Risk

The role sits within the global GCOR audit team at an AVP level and involves interactions across teams globally.

The Corporate Audit GCOR team is responsible for providing independent assurance to Bank of America's Senior Management and Board of Directors over the Company's Global Compliance & Operational Risk Framework. The team is part of the broader Audit group covering the second line Global Risk organization.

This is a high visibility role and requires engagement with both global and regional stakeholders across various businesses and functions within the GCOR.

Requirements
• Education

Minimum 3 years of University level of education in a recognized University.
• Certifications If Any

Professional Certification - CA / ACCA / CFA / FRM / CIA will be a plus
• Experience Range

Minimum 5 - 8 years of Internal Audit / risk management experience with minimum 3 years of direct / indirect Compliance and Operational Risk experience.
• Foundational skills
• Global markets or data risk management experience
• Knowledge of Compliance & Operational Risk program a plus
• Awareness of rules and regulatory requirements relating to Capital Markets or Data Risk Management
• Ability to manage and deliver on-time projects
• Strong written communication skills along with good organizational, and analytical skills.
• Ability to develop strong working relationships with teammates as well as business stakeholders
• Desired skills
• Sound project and time management skills.
• Excellent communication skills (verbal and written) in English