General Banking Headoffice Audit profiles for a BANK in|

GB HO Audit – VP/SVP/EVP levels –
CA-MBA
- Incumbent will have a team, could be 4-5 ppl team (indicative no)
- Require core experience and subject matter experience for core audits (Cash Management, Direct Banking, Digital Banking, Trade Finance, Financial Reporting)
Position General Banking Audit
BU/Function Internal Audit
Reporting to Head – General Banking Head Office Audit
Responsibilities/ Job Description • Provide oversight to the Concurrent Audit process.
 Ensure submission of concurrent audit reports on time
 Ensure regular update of concurrent audit checklists
 Ensure appropriate review of concurrent audit issues
 Ensure follow-up & rectification of concurrent audit issues
 Ensure sufficient coverage of concurrent audit as required by the policy
• Independently conduct HO audits.
• Participate in audits of various Businesses with particular emphasis on Product / Operations audits.
• Assist in planning, designing and implementation of risk based audit plans to ensure safety and soundness of the Bank.
• Ensure completion of assigned audits and documentation of work papers on time.
• Track status of issues reported.
• Assist in keeping relevant processes benchmarked to Best Practices and peer banks.
• Assist in keeping Audit Procedure Manual and checklists current and updated.
• Devise audit checklists for use of internal/concurrent Auditors and test products along with processes/procedures to foresee pitfall and bottlenecks and ensure these are resolved.
• Provide improvement/ suggestions to existing process/systems to line management
• Peer Review of branch internal audit reports.
• Manage the team , coach and guide them in conducting branch audits