IB Client|AML Activity Review Lead Analyst

Join us as an Investment Banking Client Activity Review Analyst on the Client Activity Review and Assessment team (“CARA”) within IB Client Onboarding and Lifecycle Management (COLM).

As an Investment Bank Anti-Money Laundering Activity Review Analyst (“AML Activity Review Analyst”), the candidate will be responsible for producing a detailed review of a client’s overall transactions. Only Institutional clients of the Investment Bank are covered by this review.

The primary objective of this review is to determine whether the client’s actual activity is in line with their current Know Your Customer (“KYC”) anticipated activity records, and, in turn, enable the Investment Bank to better assess a client’s risk going forward. The AML Activity Review Analyst is also expected to make a determination on whether the client’s overall transactions correspond to their nature of business, size of business, and overall KYC profile. The AML Activity Review Analyst must also be aware or open to learning common red flags' material to money laundering or terrorist financing. The AML Activity Review Analyst is expected to identify concerns and conduct follow ups or escalations, if needed. Communication with front office salespersons and other desks with the first line unit and the second line unit (i.e., Financial Crime Compliance) may be expected to address such concerns.

Successful Client Activity Review Analyst candidates must possess strong analytical skills, superb written and verbal communication skills, and the ability to learn complex information. The candidates must have a strong interest in Financial Crime Compliance, risk management, and working for a global financial services institution, especially in the space of global markets, capital markets, and investment banking.

Your future colleagues

The Client Activity Review and Assessment team (“CARA”) is a newly established team within the Investment Bank, and we are growing in numbers and scope of work. We are located in NYC and Raleigh, North Carolina. Our dedicated team are exceptionally driven and hardworking and come from a variety of professional backgrounds, such as KYC Onboarding and Due Diligence, FCC/AML Investigations, Private Banking, Market Data, and Management Consulting.

We are a team which values Diversity and Inclusion (D&I) and is committed to realizing the firm’s D&I ambition which is an integral part of our global cultural values.