Job Description
Job details
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Job type
Full-time
Location
316 Argyle Street, Glasgow G2
Full job description
JOB DESCRIPTION
Drive regulatory governance and reporting as a Client Money & Assets Specialist in a dynamic, collaborative team.
As a Client Money and Assets Senior Associate in the CASS Oversight team within the International Private Bank, you will help maintain compliance with the FCA’s Client Asset Sourcebook and support our strategy for client asset protection. You will work closely with teams across multiple locations, leveraging your analytical skills to deliver best practices and ensure robust controls. Your role will be central to safeguarding client assets and supporting regulatory requirements. You will collaborate with stakeholders to drive improvements and deliver high-impact results. This is an opportunity to contribute to a culture of excellence and innovation.
Job Responsibilities
Support the certified individual responsible for CASS operational oversight and EMEA custody regulation functions
Collaborate with the Edinburgh CASS Oversight Team to maintain and enhance client asset controls
Develop and support the Client Assets Risk Framework
Coordinate internal and external audits of Client Asset processes, including annual CASS audits
Review and escalate regulatory breaches, drive corrective actions, and ensure successful remediation
Review and sign off on monthly Client Money and Asset Return (CMAR)
Prepare and deliver management information on the Client Assets control framework to senior stakeholders
Design and coordinate CASS training for Business, Technology, and Operations staff
Assess new business initiatives for potential CASS impact
Work with stakeholders across Edinburgh, London, Frankfurt, Geneva, and Bangalore
Partner with Operations, Compliance, Controls, Projects, and Governance teams to deliver results
Required Qualifications, Capabilities, and Skills
Knowledge of Client Money & Assets requirements and MiFID II regulation
Experience in a regulatory function or with the FRC’s Client Asset Assurance Standard
Ability to create a vision and actionable roadmap for ongoing innovation
Experience designing and delivering training programs
Familiarity with audit processes and regulatory reporting
Experience working in a global, cross-functional team environment
Strong stakeholder management skills
Self-motivated with the ability to work independently
Strong execution skills and ability to deliver exceptional results
Analytical mindset with the ability to review and challenge regulatory scenarios
Experience working with large data sets to identify trends and provide reporting
ABOUT US
J.P. Morgan is a global leader in financial services, providing strategic advice and products to the world’s most prominent corporations, governments, wealthy individuals and institutional investors. Our first-class business in a first-class way approach to serving clients drives everything we do. We strive to build trusted, long-term partnerships to help our clients achieve their business objectives.
We recognize that our people are our strength and the diverse talents they bring to our global workforce are directly linked to our success. We are an equal opportunity employer and place a high value on diversity and inclusion at our company. We do not discriminate on the basis of any protected attribute, including race, religion, color, national origin, gender, ****** orientation, gender identity, gender expression, age, marital or veteran status, pregnancy or disability, or any other basis protected under applicable law. We also make reasonable accommodations for applicants’ and employees’ religious practices and beliefs, as well as mental health or physical disability needs. Visit our FAQs for more information about requesting an accommodation.
ABOUT THE TEAM
J.P. Morgan Asset & Wealth Management delivers industry-leading investment management and private banking solutions. Asset Management provides individuals, advisors and institutions with strategies and expertise that span the full spectrum of asset classes through our global network of investment professionals. Wealth Management helps individuals, families and foundations take a more intentional approach to their wealth or finances to better define, focus and realize their goals.
