Jobsiya

Suitability Principal: Back-Office Risk & Advisor Support

Check with seller / month
Springfield, Maine, United States Back Office Active
Actively Hiring Springfield Full Time
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Job at a Glance

Category
Back Office
Location
Springfield, Maine, United States
Salary
Check with seller
Job Type
Full Time
Company
Jobsiya
Status
Open & Active

Job Description

A financial services firm in Springfield, MA is seeking a Suitability Principal to support top-tier financial advisors. The role requires expertise in reviewing complex brokerage transactions and a strong understanding of compliance processes. The ideal candidate will possess FINRA Series 7 and 24, along with a Bachelor’s Degree and at least two years of relevant experience. Strong communication skills and the ability to build relationships are essential for delivering exceptional service to advisors.
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