Specialist| RFI

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Specialist, RFI

Standard Chartered Bank
Chennai, Tamil Nadu
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20 hours agoFull–time
Specialist, RFI-(220001+406)

Job
:Compliance

Primary Location
:Asia-India-Chennai

Schedule
:Full-time

Employee Status
:Permanent

Posting Date
:12/Aug/2026, 2:4+:53 AM

Unposting Date
:31/Aug/2026, 6:5+:00 PM Role Responsibilities

Processes
• Review and validate requests for client information (RFIs) received from the Transaction Monitoring / Screening Functions in order to process Risk Events.
• Liaise with Relationship Managers, FCC Teams and other internal teams (CDD, etc.) in order to obtain client information.
• Review and adhere to the follow up protocol to ensure timely responses are obtained.
• Review and validate responses received to determine ability to process the Risk Events.
• Liaise with the Functions within the FCSU to identify inherent risks and inefficiencies and work with relevant stakeholders in order to mitigate the same.

Risk Management
• Analyse significant financial crime risk events (e.g. SAR's, non-compliant transactions, production orders) to ensure that all connected parties, particularly cross-border are identified and reported at the appropriate levels internally across all relevant jurisdictions.
• Apply Group and FCC policies and processes (AML surveillance, client screening, risk assessment) to manage risks.
• Identify concerns pertaining to quality of RFIs based on case reviews and feedback obtained from the Business / FCC and liaise with the Team Manager and other members of the Team to resolve such concerns through best practice sharing, fail reviews, etc.

Governance
• In the event of serious regulatory breaches, or where risk tolerances have been breached, ensure senior management are informed and that actions are taken quickly to remediate and/or activities are ceased.
• Ensure proactive escalation of potential risks to the management team.

Regulatory and Business Conduct
• Display exemplary conduct and live by the Group's Values and Code of Conduct.
• Take personal responsibility for embedding the highest standards of ethics, including regulatory and business conduct, across Standard Chartered Bank. This includes understanding and ensuring compliance with, in letter and spirit,