KYC Analyst | Client Onboarding Analyst

India
Business management, administration and support
Global Wealth Management
Job Reference #

27+535BR
City

Mumbai
Job Type

Full Time
Your role

Are you a strong communicator with a KYC/ AML/ Compliance or Legal background? Do you have an interest in ensuring the firm and its employees conduct business in accordance with federal and state laws and rules and regulations, including the rules and regulations of the Securities and Exchange Commission, The Federal Reserve Bank, the Commodity Futures Trading Commission, FINRA, and other governmental agencies, self-regulatory organizations and internal policies and industry best practices?

The Client Onboarding Analyst is accountable for executing the Know Your Customer (KYC) reviews and ad-hoc regulatory requests related to new account opening. This includes delivering the Compliance program for anti-money laundering, anti-bribery, sanctions, Cross Border, Fiscal Compliance and related disciplines.
Conducts initial KYC analysis of new client onboarding and subsequent account openings for existing clients
Completion of Final Due Diligence Checklist and negative news searches
Ensure client vetting data and document processing comply with regulations, guidelines, standards and UBS policies for all new accounts
Obtain and reviews required EDD documentation in accordance with CUSO policy and procedures
Maintain subject matter expertise of applicable anti-money laundering laws and regulations
Identify key risks in the current client lifecycle management process and recommend strategies to for future state design to mitigate AML risks while operationalizing efficiency levers and reduce account opening lead times
Assist with data collection and the reporting process of client complaints
Your team

UBS Wealth Advice Center (WMA)
Your expertise

4 year college degree or international equivalent required; Advanced degree a plus
2 or more years of AML/Compliance, Regulatory Knowledge, Risk Management and/or Legal Background is preferred
consulting background in AML is a plus
excellent written and verbal communication skills
ability to interact and work closely with business stakeholders at all levels of seniority
strong understanding of AML/ OFAC regulations
strong analytical thinking and reasoning skills
strong understanding of commercial banking and broker dealer products and services
possess strong analytical thinking and critical reasoning skills
ability to work effectively in a team environment
ability to effectively handle a fast paced environment and successfully meet established deadline requirements
self-motivated with the ability to work independently
About us

UBS is the world’s largest and only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors.

With more than 70,000 employees, we have a presence in all major financial centers in more than 50 countries. Do you want to be one of us?
How we hire

This role requires an assessment on application. Learn more about how we hire: www.ubs.com/global/en/careers/experienced-professionals.html
Join us

At UBS, we embrace flexible ways of working when the role permits. We offer different working arrangements like part-time, job-sharing and hybrid (office and home) working. Our purpose-led culture and global infrastructure help us connect, collaborate, and work together in agile ways to meet all our business needs.

From gaining new experiences in different roles to acquiring fresh knowledge and skills, we know that great work is never done alone. We know that it's our people, with their unique backgrounds, skills, experience levels and interests, who drive our ongoing success. Together we’re more than ourselves. Ready to be part of #teamUBS and make an impact?
Disclaimer / Policy Statements

UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.
KYC Analyst / Client Onboarding Analyst | UBS - Experienced professionals - job boards