Regulatory Operations Operator

Role Description
Working on various Regulations within REG CMF function to meet regulatory requirements of various regulations . Act as a subject matter expert (SME) on client due diligence front the Regulatory team and liaising with all levels of management across customers, Global Banking & Markets ,GTB business lines, Compliance, and other support areas to ensure and efficient, flexible and accurate process for completion of tax form validation and revalidating the same.
What we'll offer you
As part of our flexible scheme, here are just some of the benefits that you'll enjoy
• Best in class leave policy
• Gender neutral parental leaves
• 100% reimbursement under childcare assistance benefit (gender neutral)
• Sponsorship for Industry relevant certifications and education
• Employee Assistance Program for you and your family members
• Comprehensive Hospitalization Insurance for you and your dependents
• Accident and Term life Insurance
• Complementary Health screening for 35 yrs. and above

Your key responsibilities
• Understanding of the end to end regulation requirements for Dodd Frank( Matching, Level 1 Control, SEG IA), FINRA 2111 FINRA 4210, FBC Act, Volcker, End User Exception and other regulation like MiFID II, EMIR, AnaCredit, GBSA, SFA, HKPI, WST, RIRD & INFX is plus.
• Liaise with key internal stakeholders across the bank - Anti Financial Crime (AFC), Compliance, Business, Onshore counterparts and Technology.
• Participate and represent the team on Audit, Risk and Control and Quality Assurance meetings.
• Meeting process service delivery and ensure accomplishment of targets in adherence to SLAs
• Ensure all end of day activities are completed successfully including preparation of daily checklists and MIS required for management decision making.
• Ensure adherence to standards, procedures and also identify risk mitigants wherever there is a control issue
• Work closely with other internal teams to ensure top of the line service to clients
• Prioritize tasks and ensure adherence to timelines for completion of activities
• Work on change management initiatives within the team
• Participate in cross process initiatives which are formulated to create or improve existing processes
• Must be able to multi task effectively

Your skills and experience
Domain Skills
• Regulatory experiences are preferred.
• Good knowledge of Control, Compliance, Investigation/chasing functions in banks
• Good Knowledge of AML/KYC regulations and industry guidelines
• Good in interpreting regulatory guidelines and assessing risk scores and entity types
• Good in interpreting alerts