Senior Analyst| Compliance and AML|CTF

Senior Analyst, Compliance and AML/CTF
Sumitomo Mitsui Banking Corporation – SMBC Group Sydney, New South Wales, Australia

Sumitomo Mitsui Banking Corporation – SMBC Group
Senior Analyst, Compliance and AML/CTF
Sumitomo Mitsui Banking Corporation – SMBC Group Sydney, New South Wales, Australia
1 week ago 81 applicants

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SMBC is a major international bank with a leading position in the Loan Capital Markets / Syndications, Global Markets and Treasury, Corporate Banking, Project Finance, Financial Institutions and Sponsored / Leverage Finance markets.



A new opportunity has become available for a Compliance Professional to join the Compliance & AML/CTF Department in the Sydney Branch.



Reporting to the Head of Compliance and AML/CTF, this position is responsible for ensuring all internal and external compliance obligations of SMBC Sydney and Perth branch are met.



This position will be responsible for but not limited to the following:

Assist with the implementation of the Compliance and AML/CTF framework that has been adopted by SMBC.
Manage Compliance SYD Mailbox and Compliance owned bulletin boards.
Responsible for committee meeting organization and circulation of reports/papers/minutes.
Cooperating with Senior Managers to prepare and submit Head Office reports.
Assist with the maintenance of training decks, calendars, registers, other documents used by Compliance for managing responsibilities and due dates.
Assessing the effectiveness of the Compliance framework through enhancing and conducting a review of the 1st line procedures to ensure embedded in the business operations.
Assessing 2nd line practices to ensure appropriate development (regulatory compliance) and communication.
Manage filings for Directors’ IDs, change of Directors, Articles of Association, earnings, and other related submissions in line with foreign registered company obligations.
Any other tasks and duties assigned by the Head of Compliance and AML/CTF.


To succeed in this role, you will have:

Audit experience in particular in banking and financial services.
Good understanding of banking operations and financial products and services.
Able to assist in promoting a strong compliance culture.
Demonstrated ability in dealing with sensitive and confidential issues.
Relevant experience working independently and as a member of a team.
Excellent interpersonal and communication skills, both written and verbal.
Ability to work to deadlines and manage conflicting priorities effectively.
Demonstrated ability in dealing with sensitive and confidential issues.
Demonstrated organisational, planning and coordination skills.
Ability to work to deadlines and manage conflicting priorities effectively.


If you wish to apply for this position, please follow the prompts to apply via LinkedIn, or apply in confidence to Human Resources via email at recruitsmbc@au.smbc.co.jp.



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