Trade Surveillance Role | Investment Bank
- Category: Bank Jobs
- Location: Mumbai, Maharashtra
- Job Type: Full Time / Part Time
- Salary: Estimated: $ 20K to 25K
- Published on: 2025/09/21
Job description
Responsibilities: - Act as an SME and conduct training sessions on process-related topics. - Handle allocation and process queries as a backup for the team manager. - Conduct training for new joiners and act as a buddy to them. - Monitor trading activity and perform trade surveillance for potential compliance issues. - Analyze trading data and investigate compliance issues, documenting findings. - Work with global compliance teams on regulatory reports and initiatives. - Maintain compliance records and reduce aging scenarios, interacting with Line of Business compliance teams. Requirements: - Post Graduate in any field. - 6-8 years of experience in Trade Surveillance or capital markets operations. - Strong product knowledge in capital markets, including Fixed income products/Derivatives. - Excellent English communication skills. - Experience in Pre-trade/Post-trade/Real-Time Surveillance. - Strong analytical, interpersonal, organizational, and time management skills. - Experience with SMARTS/Actimize and Excel. - Ability to work in IST 12:30 PM to 0+:30 PM. - Certifications in NCFM will be an added advantage.
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