Vice president compliance

Job highlights
Identified by Google from the original job post
Qualifications
Strong knowledge of regulations governing financial institutions including the rules and regulations of the Federal Reserve Bank (FRB), Office of the Comptroller of the Currency (OCC), Federal Deposit Insurance Corporation (FDIC), Financial Industry Regulatory Authority (FINRA), Securities and Exchange Commission (SEC), NFA, and Commodity Futures Trading Commission (CFTC)
Knowledge of Corporate Banking, Private Bank, or Bank Regulatory related products and services
Relevant experience with a financial services firm within Legal, Compliance, Operations or Audit and / or regulatory organization in a role that relates to financial services
Ability to understand and interpret various laws, regulations, and policies
Excellent interpersonal and communication skills with the ability to interact effectively with internal and external stakeholders, including regulators and senior management
Skills That Will Help You Excel
Strong business writing skills
Strong analytical and investigative skills
Strong organizational and project management skills and attention to detail
Ability to support multiple compliance reviews and projects at the same time and meet timely deadlines
A background in compliance testing, audit or risk is a strong plus
Benefits
A hybrid working model, allowing for in-office / work from home flexibility, generous vacation, personal and volunteer days
Employee Resource Groups support an inclusive workplace for everyone and promote community engagement
Competitive compensation packages including health and wellbeing benefits, retirement savings plans, parental leave, and family building benefits
Educational resources, matching gift, and volunteer programs
The salary range for this position in Jacksonville, FL is $75,000 to $110,750
Actual salaries may be based on a number of factors including, but not limited to, a candidate’s skill set, experience, education, work location and other qualifications
Posted salary ranges do not include incentive compensation or any other type of remuneration
Responsibilities
Deutsche Bank’s Compliance Testing team, a part of the Chief Administrative Office (CAO) division, conducts reviews to evaluate the firm’s compliance with applicable laws and regulations and to help ensure that control gaps are adequately escalated and mitigated through remedial actions
This position requires the ability to work independently with various stakeholders to execute deliverables
Conduct compliance reviews under the direction of the Americas Head of Compliance Testing in order to assess and review compliance with legal, regulatory, and internal firm policy requirements applicable to Deutsche Bank products and services in the Americas
Develop testing modules and conduct testing across all Deutsche Bank Americas business activities to evaluate adherence to regulatory requirements and compliance risks
Identify Compliance risks inherent in a business or process and assess whether a control framework is in place to manage these risks or whether any existing control framework adequately manages the risks
Prepare and distribute reports to senior management detailing review findings and recommendations
Periodically report on significant activities conducted and planned for the upcoming period
Maintain solid working relationships with Business Line Compliance, Front Office, Operations, Group Audit, and other control groups throughout the region
Interact with Senior Manager of the Compliance Testing both in the U.S. and other Regions
Some travel may be required
Job description
Description

Job Title Compliance Testing

Corporate Title Assistant Vice President

Location Jacksonville, FL

Overview

Deutsche Bank’s Compliance Testing team, a part of the Chief Administrative Office (CAO) division, conducts reviews to evaluate the firm’s compliance with applicable laws and regulations and to help ensure that control gaps are adequately escalated and mitigated through remedial actions.

This position requires the ability to work independently with various stakeholders to execute deliverables.

What We Offer You

A diverse and inclusive environment that embraces change, innovation, and collaboration

A hybrid working model, allowing for in-office / work from home flexibility, generous vacation, personal and volunteer days

Employee Resource Groups support an inclusive workplace for everyone and promote community engagement

Competitive compensation packages including health and wellbeing benefits, retirement savings plans, parental leave, and family building benefits

Educational resources, matching gift, and volunteer programs

What You’ll Do

Conduct compliance reviews under the direction of the Americas Head of Compliance Testing in order to assess and review compliance with legal, regulatory, and internal firm policy requirements applicable to Deutsche Bank products and services in the Americas

Develop testing modules and conduct testing across all Deutsche Bank Americas business activities to evaluate adherence to regulatory requirements and compliance risks

Identify Compliance risks inherent in a business or process and assess whether a control framework is in place to manage these risks or whether any existing control framework adequately manages the risks

Prepare and distribute reports to senior management detailing review findings and recommendations. Periodically report on significant activities conducted and planned for the upcoming period

Maintain solid working relationships with Business Line Compliance, Front Office, Operations, Group Audit, and other control groups throughout the region.

Interact with Senior Manager of the Compliance Testing both in the U.S. and other Regions

Some travel may be required

Skills You’ll Need

Strong knowledge of regulations governing financial institutions including the rules and regulations of the Federal Reserve Bank (FRB), Office of the Comptroller of the Currency (OCC), Federal Deposit Insurance Corporation (FDIC), Financial Industry Regulatory Authority (FINRA), Securities and Exchange Commission (SEC), NFA, and Commodity Futures Trading Commission (CFTC)

Knowledge of Corporate Banking, Private Bank, or Bank Regulatory related products and services

Relevant experience with a financial services firm within Legal, Compliance, Operations or Audit and / or regulatory organization in a role that relates to financial services

Ability to understand and interpret various laws, regulations, and policies

Excellent interpersonal and communication skills with the ability to interact effectively with internal and external stakeholders, including regulators and senior management

Skills That Will Help You Excel

Strong business writing skills

Strong analytical and investigative skills

Strong organizational and project management skills and attention to detail

Ability to support multiple compliance reviews and projects at the same time and meet timely deadlines

A background in compliance testing, audit or risk is a strong plus

Expectations

It is the Bank’s expectation that employees hired into this role will work in the Jacksonville, FL office in accordance with the Bank’s hybrid working model.

Deutsche Bank provides reasonable accommodations to candidates and employees with a substantiated need based on disability and / or religion.

The salary range for this position in Jacksonville, FL is $75,000 to $110,750. Actual salaries may be based on a number of factors including, but not limited to, a candidate’s skill set, experience, education, work location and other qualifications.

Posted salary ranges do not include incentive compensation or any other type of remuneration.

Deutsche Bank Values & Diversity

We believe talent is found in all cultures, countries, races, ethnicities, genders, ****** orientations, disabilities, beliefs, generations, backgrounds, and experiences.

We pursue a working environment where everyone can be authentic and feel a sense of belonging. Click to find out more about our diversity and inclusion efforts.

We are an Equal Opportunity Employer - Veterans / Disabled and other protected categories.

Learn more about your life at Deutsche Bank through the eyes of our current employees :

The California Consumer Privacy Act outlines how companies can use personal information. If you are interested in receiving a copy of Deutsche Bank’s California Privacy Notice, please email .

Deutsche Bank Benefits

At Deutsche Bank, we recognize that our benefit programs have a profound impact on our colleagues. That’s why we are focused on providing benefits and perks that enable our colleagues to live authenti cally and be their whole selves, at every stage of life.

We provide access to physical, emotional, and financial wellness benefits that allow our colleagues to stay financially secure and strike balance between work and home. Click to learn more!

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Our values define the working environment we strive to create diverse, supportive and welcoming of different views. We embrace a culture reflecting a variety of perspectives, insights and backgrounds to drive innovation.

We build talented and diverse teams to drive business results and encourage our people to develop to their full potential.

Talk to us about flexible work arrangements and other initiatives we offer.

We promote good working relationships and encourage high standards of conduct and work performance.

Last updated : 2024-0+-24